Image
ÉditeurCarswell
DateDécembre 2023
ISBN9781668713709
Nombre de pages3406
Formatpapier
Reliuresouple
Code de produit

338.704.38

Consolidated Ontario Securities Act, Regulations, and Rules – With Policy Statements, Blanket Orders and Notices 2023-2024, 75th Edition


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281,00 $


This product includes 2 volumes.

Description

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant laws and policies – including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout – designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids – including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you do not overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders, and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available.

The following items, among others, have been updated or are new in this edition:

  • Ontario Securities Commission Rule 14-501, Definitions
  • Ontario Securities Commission Coordinated Blanket Order 13-931, Exemptions from certain filing requirements in connection with the deferred launch of the System for Electronic Data Analysis and Retrieval +
  • Ontario Securities Commission Coordinated Blanket Order 13-932, Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +
  • Ontario Securities Commission Coordinated Blanket Order 13-933, Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
  • Coordinated Blanket Order 24-930, Exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement
  • Multilateral Instrument 25-102, Designated Benchmarks and Benchmark Administrators
  • Ontario Securities Commission Rule 25-501, (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
  • National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • OSC Staff Notice 41-702 (Revised), Prospectus Practice Directive #1 – Personal Information Forms and Other Procedural Matters Regarding Preliminary Prospectus Filings
  • OSC Staff Notice 41-703 (Revised), Corporate Finance Prospectus Practice Directive #2 – Exemption From Certain Prospectus Requirements to be Evidenced by a Receipt
  • CSA Staff Notice 43-310 (Revised), Confidential Pre-File Review of Prospectuses (For Non-Investment Fund Issuers)
  • OSC Staff Notice 43-706 (Revised), Pre-Filing Review of Mining Technical Disclosure
  • OSC Rule 44-502, Extension to Ontario Instrument 44-501 Certain Prospectus Requirements for Well-Known Seasoned Issuers
  • CSA Staff Notice 45-308 (Revised), Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
  • CSA Staff Notice 45-330, Frequently Asked Questions About the Listed Issuer Financing Exemption
  • Ontario Securities Commission Rule 45-501, Ontario Prospectus and Registration Exemptions
  • CSA Staff Notice 51-324 (Revised), Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
  • OSC Staff Notice 51-711 (Revised), Refilings and Corrections of Errors
  • Ontario Securities Commission Rule 52-503, Exemption from Disclosure Of A Specified Financial Measure
  • National Instrument 81-102, Investment Funds
  • National Instrument 94-102, Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

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